Investor Relations

 

Investor Relations

Tectonic-NoTag-Final Navy_LightBlue
Financial, Inc.

We are Tectonic Financial, Inc., a financial holding company that offers banking, trust, investment advisory, securities brokerage and insurance services to high net worth individuals, small businesses and institutions in all 50 states. In geological terms, tectonic often describes a strong and widespread impact such as gradual or abrupt shifts in the earth’s crust. At Tectonic Financial, we view wealth accumulation as a gradual (almost glacial) and disciplined process, with prudent risk management as protection against an abrupt event (a financial tsunami or earthquake).

We serve clients through an integrated financial services platform including our primary companies:

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 Tectonic-NoTag-Final Navy_LightBlueAdvisors

Our principal offices are in Dallas and Houston Texas. Our preferred stock is traded on Nasdaq Capital Market under the symbol TECTP.

Board of Directors

Corporate Governance

You must have a PDF viewer, such as Adobe Acrobat Reader version 8.0 or higher to open the PDF versions. You’ll find the Adobe reader at https://get.adobe.com/reader/.

Financials

  • 2019-03-31 – Form 10-Q (PDF)
  • 2019-06-30 – Form 10-Q (PDF)
  • 2019-09-30 – Form 10-Q (PDF)

SEC Filings

  • 2019-04-18 – S-1 (PDF)
  • 2019-05-06 – S-1A (PDF)
  • 2019-05-06 – FWP Investor Presentation (PDF)
  • 2019-05-09 – S-1A (PDF)
  • 2019-05-10 – FWP Term (PDF)
  • 2019-05-13 – Form 3 (PDF)
  • 2019-05-13 – Form 3 (PDF)
  • 2019-05-13 – Form 3 (PDF)
  • 2019-05-13 – Form 3 (PDF)
  • 2019-05-13 – Form 3 (PDF)
  • 2019-05-13 – Form 3 (PDF)
  • 2019-05-13 – Form 3 (PDF)
  • 2019-05-13 – Form 3 (PDF)
  • 2019-05-13 – Form 3 (PDF)
  • 2019-05-13 – Form 3 (PDF)
  • 2019-05-13 – Form 3 (PDF)
  • 2019-05-13 – 424B4 (PDF)
  • 2019-05-13 – 8-A12B (PDF)
  • 2019-05-15 – Form 4 (PDF)
  • 2019-05-15 – Form 4 (PDF)
  • 2019-05-15 – Form 4 (PDF)
  • 2019-05-15 – Form 4 (PDF)
  • 2019-05-15 – Form 4 (PDF)
  • 2019-05-15 – Form 4 (PDF)
  • 2019-05-15 – Form 4 (PDF)
  • 2019-05-15 – Form 4 (PDF)
  • 2019-05-15 – Form 4 (PDF)
  • 2019-05-16 – Form 8-K (PDF)
  • 2019-07-18 – Form 8-K (PDF)
  • 2019-07-26 – Form 8-K (PDF)
  • 2019-08-20 – Form 8-K (PDF)
  • 2019-08-23 – Form 8-K (PDF)
  • 2019-10-25 – Form 8-K (PDF)
  • 2019-11-19 – Form 8-K – Earning Call (PDF)

Transfer Agent

Broadridge Corporate Issuer Solutions, Inc
Email: shareholder@broadridge.com
877-830-4936